Search for: "Twin Peaks Investments"
Results 1 - 20
of 38
Sorted by Relevance
|
Sort by Date
10 Jul 2017, 1:22 am
What is the immediate effect of twin peaks on financial institutions? [read post]
21 Feb 2012, 5:03 pm
These actions will create a twin peaks style regulatory model in the UK. [read post]
23 Aug 2017, 11:30 am
The act provides the architecture for the new ‘twin peaks’ method of regulation to be adopted across the South African financial services industry, and is the first step toward the commencement of a complete regulatory overhaul of the South African financial services sector. [read post]
23 Aug 2017, 11:34 am
The act provides the architecture for the new ‘twin peaks’ method of regulation to be adopted across the South African financial services industry, and is the first step toward the commencement of a complete regulatory overhaul of the South African financial services sector. [read post]
4 Apr 2012, 8:01 am
On 2 April 2012, the UK Financial Services Authority (FSA) moved to a "twin peaks" model of supervision internally, shadowing the split of the FSA into the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) that will occur once the Financial Services Bill comes into force in 2013.The new model will mean that banks, building societies, insurers and major investment firms will have two groups of supervisors, one focusing on prudential… [read post]
1 Oct 2020, 12:37 pm
The Bill is the second peak of the Twin Peaks model and will require market conduct that emphasises the fair treatment of customers. [read post]
8 Apr 2013, 1:02 pm
On April 1, the long-awaited handover of power from the FSA to the “twin-peaks system,” consisting of the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA), took place. [read post]
28 Aug 2012, 2:10 am
Highlights of the Regulation include: Primary responsibility for overseeing the licensing, regulation and marketing of investment funds in the UAE has been transferred from the Central Bank of the UAE to the SCA SCA approval is now required for the establishment of a local fund and for the marketing of a foreign fund to investors in the UAE The marketing of a foreign fund to investors in the UAE requires the appointment of a locally licensed placement agent The Regulation marks a… [read post]
28 Aug 2012, 2:10 am
Highlights of the Regulation include: Primary responsibility for overseeing the licensing, regulation and marketing of investment funds in the UAE has been transferred from the Central Bank of the UAE to the SCA SCA approval is now required for the establishment of a local fund and for the marketing of a foreign fund to investors in the UAE The marketing of a foreign fund to investors in the UAE requires the appointment of a locally licensed placement agent The Regulation marks a… [read post]
23 Jan 2012, 9:11 am
Twin Peaks in Clash of the Cleavage Samsung Galaxy Tab 10.1 Review Review: Lenovo Ultraslim Wireless Keyboard & Mouse [read post]
13 Jul 2015, 6:25 am
Montgomery had missed a court examination that morning concerning an investigation by the Attorney General for Montgomery’s involvement in the Twin Peaks Ponzi scheme. [read post]
2 May 2018, 1:17 pm
"Most Twin Peaks biker cases soon to be dismissedSpecial prosecutors in the Twin Peaks biker cases in McLennan County dismissed one high-profile case, reported the Waco Tribune Herald, with many more likely to come soon:In a status conference Friday, Assistant District Attorney Amanda Dillon told Judge Ralph Strother that the DA’s office likely will dismiss all but 25 to 30 cases during a re-evaluation of the Twin Peaks cases. [read post]
19 Feb 2011, 5:18 pm
The FSA assured, however, at this point it will not be moving to twin peaks regulation. [read post]
21 Feb 2011, 7:33 am
The FSA assured, however, at this point it will not be moving to twin peaks regulation. [read post]
3 Oct 2012, 6:00 am
In this case, a company published a book entitled Welcome to Twin Peaks: A Complete Guide to Who’s Who and What’s What, containing direct quotations and paraphrases from the television show Twin Peaks. [read post]
22 Nov 2013, 7:40 am
Wheatley delivered his remarks at the recent CFA European Investment Conference. [read post]
30 Jul 2012, 10:32 am
Here, Dotcom announced he would be investing 50 million Euro that he didn’t have into LetsBuyIt.com. [read post]
30 Jul 2012, 10:32 am
Here, Dotcom announced he would be investing 50 million Euro that he didn’t have into LetsBuyIt.com. [read post]
4 Apr 2018, 2:04 pm
Well, in fairness the Twin Peaks case is a big deal. [read post]
3 Aug 2021, 2:10 am
The COFI Bill represents the next phase of South Africa’s financial sector remodelling towards a Twin Peaks model. [read post]
